On the transverse-traceless gauge condition when matter is presented

Yadong Xue, Xiaokai He, Zhoujian Cao

Communications in Theoretical Physics ›› 2025, Vol. 77 ›› Issue (3) : 35401.

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Communications in Theoretical Physics ›› 2025, Vol. 77 ›› Issue (3) : 35401. DOI: 10.1088/1572-9494/ad89b5
Gravitation Theory, Astrophysics and Cosmology

On the transverse-traceless gauge condition when matter is presented

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Abstract

The transverse-traceless gauge condition is an important concept in the theory of gravitational waves. It is well known that a vacuum is one of the key conditions to guarantee the existence of the transverse-traceless gauge. Although it is thin, the interstellar medium is ubiquitous in the Universe. Therefore, it is important to understand the concept of gravitational waves when matter is presented. Bondi–Metzner–Sachs theory has solved the gauge problem related to gravitational waves. But it does not help with cases when the gravitational wave propagates in matter. This paper discusses possible extensions of the transverse-traceless gauge condition to Minkowski perturbation with matter presented.

Key words

gravitational wave / transverse-traceless / gauge condition

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Yadong Xue, Xiaokai He, Zhoujian Cao. On the transverse-traceless gauge condition when matter is presented[J]. Communications in Theoretical Physics, 2025, 77(3): 35401 https://doi.org/10.1088/1572-9494/ad89b5

1. Introduction

The gauge issue is a long-standing problem in general relativity. Related to gravitational waves (GWs), the gauge issue ever confused people including Einstein for almost half a century [1]. For isolated GW sources which correspond to asymptotically flat spacetime, Bondi–Metzner–Sachs theory [2, 3] solves the gauge problem elegantly and gives a beautiful description of GWs. In the cases of asymptotically non-flat spacetimes, including the cosmological situations, metric perturbation with special gauge choice is used to describe GWs [4, 5].
Since asymptotically flat spacetime can be approximated as a Minkowski perturbation, the transverse-traceless (TT) gauge condition becomes a convenient tool to describe GWs. Many textbooks use the TT gauge condition as the basic theory to present GWs [68]. The TT gauge condition provides a fundamental picture of GWs to many researchers.
It is well known that the TT gauge condition is a special harmonic gauge. It is the vacuum Einstein equation that aids us to pick out the special one from harmonic gauges. Although many textbooks use plane GWs as examples to illustrate the choice procedure of the TT gauge condition, the plane wave is not a necessity, which we will clarify later in the current paper. In contrast, the vacuum condition must be satisfied to guarantee the existence of the TT gauge condition. Our analysis later will make this fact apparent.
In real situations, we need to consider that GWs propagates in matter [9, 10]. This is because that interstellar medium is ubiquitous in the Universe although it is thin. And we need to consider the interaction between GWs and matter including the Weber bar GW detectors [11], GW-excited lunar vibrations [12, 13] and others. In the existing literature, people neglect the matter completely when they describe GWs in these situations. Intuitively we can believe this treatment is reasonable and quantitatively accurate enough. But it is still interesting to ask the mathematical principle behind. In fact Prof. Yuan-Zhong Zhang ever discussed this problem with one of us several times.
In the current paper we aim to discuss the concept of GWS when matter is presented. More specifically we will discuss the generalization of the TT gauge condition to situations when matter is presented. In the next two sections we describe the mathematics needed by our analysis. Although the mathematical principle has been scattered in the existing literature, the description provided here is more systematic and comprehensive. Based on this mathematical tool, we briefly review the decomposition of the metric perturbation of Minkowsky in section 4. Besides the introduction of the well known gauge invariant quantities, we design three gauge sensitive variables which are useful to discuss the gauge conditions later. After that we give a clearer analysis of harmonic gauge conditions from a new viewpoint. Within this framework we discuss the TT gauge condition choice in section 6. Along with that a natural extension of the usual TT gauge condition to situations when matters are present is proposed. Alternatively we analyze the CZ gauge condition proposed by other authors in section 7. Intuitively people may think the CZ gauge condition is similar but different to harmonic gauge condition. Our analysis indicates that the CZ gauge is more similar to the usual TT gauge condition. The similarity is that harmonic gauge is a family of gauges while the usual TT gauge and the CZ gauge are unique. Our analysis shows that the CZ gauge in general is not harmonic. But the CZ gauge condition returns to the TT gauge condition when the spacetime is a vacuum. In this sense the CZ gauge condition can also be looked as a generalization of TT gauge condition to situations when matters are present. We summarize the paper with some discussions about the generalized TT gauge condition in the last section.
The geometric units with c = G = 1 are used throughout the paper.

2. Decomposition of a vector field

For any vector field v with asymptotic condition v(r)=0 we have the following decomposition
v=ϕ+×u,
(1)
where the scalar field φ is determined by
2ϕ=v.
(2)
According to the partial differential equation theory for the Poisson equation, there is an unique solution for φ to the above equation. As the solution of the above mentioned Poisson equation, asymptotically we have ϕ(r)=0.
Then the decomposition condition equation (1) leads us to
×u=vϕ,
(3)
×(×u)=×v×(ϕ)=×v,
(4)
(u)2u=×v.
(5)
We assume u=0, thus the last equation becomes
2u=×v.
(6)
According to the partial differential equation theory for the Poisson equation again, there is an unique solution for u to the above equation. And asymptotically we have u(r)=0.
Based on equation (6) we have
2u=(×v)=0
(7)
2(u)=0.
(8)
Using the partial differential equation theory for the Laplace equation, we confirm
u=0,
(9)
which satisfies the requirement to obtain equation (6).
In other words, any vector v with asymptotic condition v(r)=0 can be uniquely decomposed to a transverse part ×u, where u is determined by equation (6) satisfying u=0, and longitudinal part ∇φ, where φ is determined by equation (2) .
The decomposition equation (1) admits an interesting property which is related to harmonic gauge condition involved in the GW theory. In order to illustrate this property we explain a theorem first. Considering a Poisson equation
2u=s,
(10)
if the source term s is an harmonic function which means s = 0, then
2u=s=0,
(11)
2u=0.
(12)
Based on asymptotic boundary condition, the above equation means u = 0. This is to say the solution of a Poisson equation with a harmonic source is a harmonic function.
The above mentioned theorem together with equations (2) and (6) tell us that if the original vector field v is harmonic v=0, then the decomposition components φ and u are also harmonic satisfying φ = 0 and u=0.
Actually the aforementioned property can even be stronger as follows. Assuming that φ and u are decomposition components of a given field v, then φ and u are decomposition components of the vector field v.

3. Decomposition of a tensor field

Closely following the trick of the above decomposition of a vector field, for any tensor field hij with asymptotic condition hij(r)=0 we have the following decomposition.
hij=13Hδij+[ij13δij2]λ+iϵj+jϵi+hijTT
(13)
where the scalar fields H and λ are determined by
H=δijhij,
(14)
2τ=32ji(hij13Hδij)=32jihij122H,
(15)
2λ=τ.
(16)
According to the partial differential equation theory for the Poisson equation, there are unique solutions for τ and λ to the above equations. Asymptotically we have H(r)=0, τ(r)=0 and λ(r)=0.
The transverse-traceless notation TT in equation (13) means
ihijTT=0,
(17)
δijhijTT=0.
(18)
Consequently, equation (13) leads us to
iϵj+jϵi=hij13Hδij[ij13δij2]λhijTT,
(19)
2ϵj+jiϵi=ihij13jH[2j13j2]λ,
(20)
2ϵj+jiϵi=ihij13jH23jτ.
(21)
In addition, we require εi to be divergence free
iϵi=0.
(22)
Consequently, equation (21) becomes
2ϵj=ihij13jH23jτ.
(23)
According to the partial differential equation theory for the Poisson equation, there is a unique solution for εj to the above equation. In the mean time equation (23) leads to
i2ϵi=jihij132H232τ,
(24)
2iϵi=0.
(25)
Using the partial differential equation theory for the Laplace equation, we know solution εi is automatically divergence free satisfying the assumption we made before. This equivalently means the tensor ∂iεj is traceless.
Based on the determined H, λ and εi, we can determine hijTT as
hijTThij13Hδij[ij13δij2]λ2(iϵj).
(26)
When hij is symmetric, hijTT is symmetric, transverse and traceless [4, 14, 15].
Specifically for a planar GW
hij=AijeInx,
(27)
thus equation (14) gives us
H=AeInx,
(28)
AδijAij.
(29)
Here we have used I to denote 1. Plugging the above relations into equation (15) we get
2τ=32ninjhij+12n2H,
(30)
τ=32n2ninjhij12H.
(31)
Continually plugging the above relations into equation (16) we get
λ=32n4ninjhij+12n2H.
(32)
Plugging the above relations into equation (23) we get
2ϵj=InihijInj1n2nknlhkl,
(33)
ϵj=Inin2hij+Injn4nknlhkl.
(34)
Collecting these results into equation (26) we get
hijTThijninkhkjnjnlhil12(HδijHninjδijnknlhklninjnknlhkl).
(35)
This is to say hijTT can also be alternatively expressed as [11]
hijTT=Λijklhkl,
(36)
ΛijklPikPjl12PijPkl,
(37)
where the projector operator Pik is defined as
Pikh~kj(n)h~ij(n)ninkh~kj(n)
(38)
with respect to the Fourier component h~kj(n)
hijh~ij(n)eInxd3n.
(39)

4. Decomposition of four dimensional rank 2 tensor

Given a Minkowski perturbation hμν satisfying hμν(r)0, we can decompose its components with the techniques shown above as follows [4]
htt=2ϕ,
(40)
hti=βi+iγ,
(41)
hij=hijTT+13Hδij+(iϵj)+(ij13δij2)λ.
(42)
Different to section 3 we have absorbed the factor 2 into εi here.
Similarly we have decomposition for infinitely small gauge transformation ξμ satisfying ξμ(r)0
ξt=A,
(43)
ξi=Bi+iC.
(44)
Similar to the property of vector decomposition shown in the previous section, if hμν is harmonic, then all the decomposition components are harmonic. If the infinitely small gauge transformation ξμ is harmonic, the components A, Bi and C are also harmonic.
Under such gauge transformation ξμ, the aforementioned decomposition components of hμν will change as
ϕϕA˙,
(45)
βiβiB˙i,
(46)
γγAC˙,
(47)
HH22C,
(48)
λλ2C,
(49)
ϵiϵi2Bi,
(50)
hijTThijTT.
(51)
Based on the above transformation rules for the decomposition components, we can easily construct gauge invariant quantities [4]
Φϕ+γ˙12λ¨,
(52)
Θ13(H2λ),
(53)
Ξiβi12ϵ˙i,
(54)
hijTT.
(55)
Straightforward calculation shows that the linearized Einstein tensor can be expressed with the above gauge invariant quantities as [4]
Gtt=2Θ,
(56)
Gti=122ΞiiΘ˙,
(57)
Gij=12hijTT+δij[232(Φ+12Θ)Θ¨](iΞ˙j)(ij13δij2)(Φ+12Θ).
(58)
It can be seen more that the above form is also the decomposition form of the Einstein tensor.
We decompose the stress-energy tensor Tμν also as
Ttt=ρ,
(59)
Tti=Si+iS,
(60)
Tij=TijTT+Pδij+(iσj)+(ij13δij2)σ.
(61)
One interesting point is that Tμν is gauge invariant up to high order approximation. This is because Tμν is a first order small quantity in our cases and the gauge transformation matrix of infinitely small gauge transformation is the sum of a identity matrix and a first order small quantity.
Based on the decomposition form of Gμν and Tμν, the Einstein equation Gμν = 8πTμν can be expressed as
2Θ=8πρ,
(62)
2Ξi=16πSi,
(63)
Θ˙=8πS,
(64)
hijTT=16πTijTT,
(65)
232(Φ+12Θ)Θ¨=8πP,
(66)
Ξ˙i=8πσi,
(67)
Φ+12Θ=8πσ.
(68)
Combining equations (62), (64) and (66) we get
2Φ=4π(ρ+3P3S˙).
(69)
Regarding Tμν the conservation law ∇μTμν = 0 leads us to [4]
ρ˙2S=0,
(70)
32P32S˙+2σ=0,
(71)
2S˙i2σi=0.
(72)
These three relations guide us to introduce three gauge sensitive variables
Π2γϕ˙12H˙,
(73)
Λ14H+32ϕ+2λ32γ˙,
(74)
Σiβ˙i122ϵi
(75)
=Ξ˙i+12ϵ¨i122ϵi
(76)
=Ξ˙i12ϵi
(77)
=8πσi12ϵi.
(78)
The second line of the above equation about Σi is due to equation (54). The last line of the above equation about Σi is due to equation (67). Under the gauge transformation defined by ξμ, these gauge sensitive variables will change as
ΠΠA,
(79)
ΛΛ32C,
(80)
ΣiΣi+Bi.
(81)
Given Ξi and Σi we can construct εi and βi as follows. Based on equation (77) we have
ϵi=2(Ξ˙iΣi).
(82)
Up to initial data of εi and ϵ˙i we can get εi. Then based on equation (54) we have
βi=Ξi+12ϵ˙i.
(83)
Given Θ, Φ and Λ we can construct λ through
λ=Θ+2Φ+43Λ.
(84)
Then λ is determined up to initial data of λ and λ˙. Based on the determined λ and the given Θ we can determine H as
H=3Θ+2λ.
(85)
Based on the determined λ and H and the given Π and Φ we can construct γ through
γ=ΠΦ˙+12H˙12λ.
(86)
Then γ is determined up to initial data of γ and γ˙. Finally we can determine φ through
ϕ=γ˙12λ¨Φ.
(87)

5. Harmonic gauge conditions

The linearized Einstein equation under the harmonic gauge condition reads as
h¯μν=16πTμν,
(88)
here h¯μνhμν12hημν means the corresponding trace-reversed metric perturbation of hμν. The relation between the four dimensional trace h and three dimensional trace H is h = H − 2φ. Corresponding to equations (40)–(42) we have
h¯tt=ϕ+12H,
(89)
h¯ti=βi+iγ,
(90)
h¯ij=hijTT+13(3ϕ12H)δij+(iϵj)+(ij13δij2)λ.
(91)
The harmonic gauge condition ημσμh¯σν=0 can be expressed as
2γϕ˙12H˙=0,
(92)
232iλ+122ϵi+iϕ16iHβ˙iiγ˙=0.
(93)
The linearized Einstein equation under the harmonic gauge condition becomes
ϕ=4π(ρ+3P),
(94)
βi=16πSi,
(95)
γ=16πS,
(96)
H=24π(Pρ),
(97)
λ=16πσ,
(98)
ϵi=16πσi,
(99)
hijTT=16πTijTT.
(100)
Interestingly the harmonic gauge condition equations (92) and (93) can be expressed with these gauge sensitive variables as
Π=0,
(101)
23iΛΣi=0.
(102)
And more within harmonic gauge conditions, equation (99) tells us Σi = 0. Consequently equation (102) becomes
iΛ=0.
(103)
Because Λ goes to zero when r, the solution of the above equation is
Λ=0.
(104)
In another word, harmonic gauge condition is equivalent to
Π=0,
(105)
Λ=0,
(106)
Σi=0.
(107)
Together with the gauge invariant variables Φ, Θ, Ξi and hijTT determined by equations (69), (62) and (63), the perturbation metric components can be determined up to initial data of εi, ϵ˙i, λ, λ˙, γ and γ˙ under harmonic gauge condition. Alternatively we can check equations (94)–(100) which can determine the solutions up to initial data. But we need to notice that the initial data for hijTT correspond to initial GW content. The initial data for εi, λ, and γ correspond to the gauge freedom (propagating freedom) within the harmonic gauge conditions. While the initial data for φ, H and βi should satisfy constrain equations (105)–(107) given by the harmonic gauge conditions.

6. TT gauge condition

Equations (94)–(100) tell us that all the decomposition components φ, βi, γ, H, λ, εi and hijTT are harmonic functions for the vacuum case. Equations (62), (63) and (69) tell us that Θ = Ξi = Φ = 0 for the vacuum case. This fact results in relations
H=2λ,
(108)
βi=12ϵ˙i,
(109)
ϕ=γ˙12λ¨,
(110)
for any harmonic gauge condition if only Tμν = 0. Starting from any harmonic gauge condition, we can choose
C=12λ,
(111)
Bi=12ϵi,
(112)
A=γ12λ˙,
(113)
to form ξμ and perform a gauge transformation. Since λ, εi and γ are harmonic functions, this gauge transformation will result in a harmonic gauge. At the mean time λ, εi and γ become zero in the new gauge condition. Equations (108)–(110) guarantee that H, βi and φ become zero automatically. Consequently hμν has only hijTT left. This new gauge condition is nothing but the TT gauge condition.
When matter is presented, equations (94)–(100) tell us that all the decomposition components φ, βi, γ, H, λ, εi and hijTT cannot be zero, and cannot even be harmonic functions. So the usual TT gauge condition hμν equals hijTT does not exist in general. But we can still use the gauge transformation equations (111)–(113) to set initial data of εi, λ, and γ to zero. Then the initial data for φ, H and βi are determined by matter through
ϕ=Φ,
(114)
H=3Θ,
(115)
βi=Ξi.
(116)
So when matter is presented, we can call the above initial data choice as generalized TT gauge condition.

7. CZ gauge condition

In [15, 16] CZ gauge condition is proposed
ihiμ12μhii=0.
(117)
With the decomposition components of perturbation metric, the above condition can be equivalently expressed as
2γ=12H˙,
(118)
2ϵi=13iH432iλ.
(119)
Take divergence of equation (119) we get
0=132H4322λ,
(120)
H=42λ.
(121)
Consequently equation (119) becomes
2ϵi=0,
(122)
ϵi=0.
(123)
Under the CZ gauge condition, the linearized Einstein equations reduce to [15]
2h0μ=16πS0μ,
(124)
2(ihij)=16πjT00,
(125)
2(hii)=32πT00,
(126)
h^ij=16πS^ij,
(127)
where SμνTμν12ημνT is the trace-reversed stress-energy tensor with T the trace of Tμν. The quantities S^μν and h^μν are defined by the Poisson equations
2(SμνS^μν)=μiSiν+νiSiμμνSii,
(128)
2(hμνh^μν)=μkhkν+νkhkμμνhkk.
(129)
Due to equation (117), we have
νihiμ12νμhii=0.
(130)
Equivalently we have
μihiν12μνhii=0.
(131)
The summation of equations (130) and (131) gives us
μihiν+νihiμμνhii=0.
(132)
Then equation (129) becomes
2(hμνh^μν)=0,
(133)
which means
h^μν=hμν,
(134)
under the CZ gauge condition.
Equation (124) can be written as
2ϕ=4π(ρ+3P),
(135)
2βi=16πSi,
(136)
2γ=16πS,
(137)
which determines φ, βi and γ completely.
Equation (126) can be written as
2H=32πρ,
(138)
which determines H completely. Based on the determined H, equation (121) determined λ completely.
Comparing equations (135)–(138) and equations (62)–(69) we have relations
2(ϕ+Φ)=32Θ¨,
(139)
βi=Ξi,
(140)
H=4Θ.
(141)
The left hijTT is controlled by equation (127). The initial data of hijTT is determined by the initial GW content. That is to say the CZ gauge is determined completely by matter content. There is no more gauge freedom (non-propagating freedom) in the CZ gauge condition.
In the vacuum case, equations (135)–(138) and (121) determine φ = βi = γ = H = λ = εi = 0 which correspond to the usual TT gauge. So the CZ gauge condition can be viewed as another generalization of the TT gauge condition.
It is interesting to ask if the CZ gauge condition is identical to the generalized TT gauge condition defined in the previous section. In order to answer this question we can investigate the behavior of the gauge sensitive variables Π, Λ and Σi under the CZ gauge condition. Due to equations (118), (121) and (123) we have
Π=ϕ˙,
(142)
Λ=32(ϕγ˙),
(143)
Σi=β˙i.
(144)
equations (135) and (137) tell us
2(ϕγ˙)=4π(ρ+3P4S˙).
(145)
From the above equation and equations (135) and (136), we can see Π, Λ and Σi cannot be zero in general when matter is presented, which means the CZ gauge is harmonic if and only if it is a vacuum. This is to say that the CZ gauge condition is different to the generalized TT gauge condition defined in the previous section when matter is presented.

8. Conclusion and discussion

Along with metric perturbation, the TT gauge condition provides a clear physical picture for GWs. It is well known the TT gauge condition is not valid any more when matter is present. In the current paper we use scalar-vector-tensor decomposition to analyze harmonic gauge conditions systematically and in depth. Based on our analysis it becomes clear why the TT gauge condition cannot be satisfied when matter is present. Accordingly, we generalize the usual TT condition within the harmonic gauge condition framework.
Alternative to the harmonic gauge condition, we also analyzed the CZ gauge condition. We find out that the CZ gauge condition is different to the harmonic in general. The CZ gauge is harmonic when and only when the spacetime is a vacuum.
Mathematically, the harmonic gauge conditions are controlled by the wave equation while the CZ gauge conditions are controlled by the Poisson equation. Since the boundary conditions for the equations are always given by physical conditions, the CZ gauge condition is uniquely determined while the harmonic gauge conditions can be different to each other up to the initial condition for the equation. When the spacetime is a vacuum, the uniquely determined CZ gauge condition is nothing but the TT gauge condition. Consequently the CZ gauge condition can be looked at as the generalized TT gauge condition when matter is present.
Within the TT gauge condition, the perturbation metric components except hijTT vanishes. This is why people are familiar with the gGW description with hijTT.
When matters are present, the gauge invariant quantity hijTT is controlled by a wave equation. The propagating property makes hijTT1r near null infnity. In contrast, the rest gauge invariant quantities Φ, Θ and Ξi are all controlled by Poisson equations. The multiple expansion of the source results in
Θ=2Mr+O(1r2),Φ=Mr+O(1r2),Ξ=4Pir+O(1r2),
where M ≡ ∫ρd3x is the total mass of the source and Pi ≡ ∫Sid3x is the total linear momentum of the source. Due to the conservation of mass and linear momentum, if we just keep accuracy as 1r order near null infnity, we can say there is only hijTT admits wave behavior. Once again it is consistent to our familiar picture that hijTT describes gravitational waves.
If we use the generalized TT gauge within harmonic gauge conditions when matter is present, all the perturbation metric components are controlled by wave equations. Consequently, all of these components behave as 1r near null infinity.
Differently, if we use the CZ gauge when matter is present, the perturbation metric component hijTT is controlled by a wave equation and other components are controlled by Poisson equations. Consequently if we just keep accuracy as 1r order near null infinity, the metric behaves as hμν=hijTT1r.

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Acknowledgments

This work was supported in part by the National Key Research and Development Program of China Grant No. 2021YFC2203001 and in part by the NSFC (Grant Nos. 11920101003, 12021003 and 12005016). ZC was supported by ‘the Fundamental Research Funds for the Central Universities’ of Beijing Normal University. XH is supported by the NSF of Hunan province (Grant No. 2023JJ30179).

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