We construct an integrable 1D extended Hubbard model within the framework of the quantum inverse scattering method. With the help of the nested algebraic Bethe ansatz method, the eigenvalue Hamiltonian problem is solved by a set of Bethe ansatz equations, whose solutions are supposed to give the correct energy spectrum.
Haiyang Hou(侯海洋), Pei Sun(孙佩), Yi Qiao(乔艺), Xiaotian Xu(许小甜), Xin Zhang(张鑫), Tao Yang(杨涛). Bethe ansatz solutions of the 1D extended Hubbard-model[J]. Communications in Theoretical Physics, 2024, 76(4): 045005. DOI: 10.1088/1572-9494/ad2c77
1. Introduction
The 1D Hubbard model [1] is one of the most important solvable models in non-perturbative quantum field theory [2]. It exhibits on-site Coulomb interaction and correlated hopping, which helps us to understand the mystery of high-Tc superconductivity. It is a paradigm of integrability in the strongly correlated systems.
In the past several decades, numerous approaches have been proposed to study the integrability and the physical properties of the 1D Hubbard model [3–12]. The Hubbard model with a periodic boundary condition was first exactly solved via the coordinate Bethe ansatz method [13, 14]. Shastry then constructed the corresponding R-matrix and the Lax matrix, and demonstrated the integrability of the 1D Hubbard model [15, 16]. The Hamiltonian of the conventional Hubbard model can be constructed by taking the derivation of the logarithm of the quantum transfer matrix at u = 0, {θm = 0}. Martins and his co-workers subsequently gave the solution of the conventional Hubbard model via the nested algebraic Bethe ansatz approach [17].
Our starting point is the construction of an extended 1D Hubbard model. We let all the inhomogeneous {θm} in the transfer matrix take the same nonzero value θ, i.e. u = θ, {θm = θ}. Then, the derivative of the logarithm of the quantum transfer matrix t(u) at u = θ gives another integrable Hamiltonian. This model depends on more free parameters. Compared to the conventional Hubbard model, the new model contains more possible nearest-neighbor interactions. Following the nested algebraic Bethe ansatz method, we solve the extended Hubbard model exactly. The T − Q relation and a set of Bethe ansatz equations (BAEs) are proposed.
This paper is organized as follows. In section 2, we construct an integrable 1D extended Hubbard model. In section 3, we formulate the nested algebraic Bethe ansatz for the extended Hubbard model and present our main results. Section 4 is devoted to the conclusion.
2. 1D extended Hubbard model
Let us recall the formulation of the integrability of the 1D Hubbard model [16]. The quantum R-matrix is given by [15],
where $\{{\sigma }_{j}^{\pm },{\sigma }_{j}^{z}\}$ and $\{{\tau }_{j}^{\pm },{\tau }_{j}^{z}\}$ are two commuting sets of Pauli matrices acting on site j. The periodic boundary condition implies ${\sigma }_{N+1}^{\pm }={\sigma }_{1}^{\pm },{\tau }_{N+1}^{\pm }={\tau }_{1}^{\pm }$.
From the constraint in (3), one can obviously see that the function h(θ) is determined by θ and U. Therefore, the Hamiltonian depends on two independent parameters θ and U. The Hermitian condition of the Hamiltonian reads as follows:
Moreover, in order to relate the coupled spin model in (9) to the Hubbard model, we have to perform the following inverse Jordan–Wigner transformation:
where cjσ and ${c}_{j\sigma }^{\dagger }$ are creation and annihilation fermion operators with spins (σ = ↑ , ↓ ) on site j, which satisfy anti-commutation relations$\{{c}_{i\sigma },{c}_{j\sigma ^{\prime} }\}=\{{c}_{i\sigma }^{\dagger },{c}_{j\sigma ^{\prime} }^{\dagger }\}=0$, $\{{c}_{i\sigma }^{\dagger },{c}_{j\sigma ^{\prime} }\}={\delta }_{i,j}{\delta }_{\sigma ,\sigma ^{\prime} }$ and ${n}_{j\sigma }={c}_{j\sigma }^{\dagger }{c}_{j\sigma }$ is the density operator. Using the inverse Jordan–Wigner transformation we can rewrite our Hamiltonian (9):
The Hamiltonian (12) contains most of the possible nearest-neighbor interactions appearing in strongly correlated systems, e.g. the kinetic energy possessed by particles, the hopping terms that are also included in the conventional Hubbard model, the spin-spin interaction that is the familiar spin-exchange term of the Heisenberg XXX spin chain, and the pair hopping term that relates to the simultaneous hopping of two electrons from one site to a neighboring site.
The interaction intensities {α1,…,α8} all depend on θ and U. For finite θ and U, they are all of the same order of strength, which is clearly illustrated in figure 1.
Figure 1. Left: interaction intensity ∣αk∣ versus θ/i with U = 2.5. Right: interaction intensity ∣αk∣ versus U with θ = 0.5i.
Compared to Alcaraz’s model [11], whose integrability has not been proved, the model we construct is integrable and Hermitian. Shiroishi presented two integrable Hamiltonians [19] that only depend on one free parameter. While, in this paper, we use a different R-matrix and construct a more general integrable Hamiltonian related to two free parameters θ and U.
The new Hamiltonian in (12) reduces to the conventional Hubbard model at θ = 0, namely:
In conclusion, we construct a more general integrable Hamiltonian via the quantum inverse scattering method(QISM).
3. Exact diagonalization of the transfer matrix
In this section, we expect to diagonalize the transfer matrix and obtain the corresponding Bethe ansatz equations by following the procedure of the nested algebraic Bethe ansatz method [17, 20, 22]. We first represent the monodromy matrix (5) in the matrix form:
where {λ1,…,λM} is a set of Bethe roots and the repeated indices indicates the sum over the values 1 and 2, and $\{{{ \mathcal F }}^{{a}_{M}{a}_{M-1}\ldots {a}_{1}}\}$ are certain functions of {λj}.
Before we go any further, let us introduce the following useful commutation relations:
which can be derived from the RTT relation (6). Here, the superscript represents the row and the subscript represents the column. The matrix r(u, v) in (23) is defined as,
The numerical solutions of the BAEs (37) and (38) for the N = 2 case are shown in table 1. The energy spectrum given by Bethe roots is consistent with the ones from the exact diagonalization of the Hamiltonian.
Table 1. The numerical solutions of the BAEs (37) and (38) for N = 2, θj = θ = 0.17i and U = 1.3. The energy E calculated from equation (40) are the same as those from the exact diagonalization of the Hamiltonian.
ν1
ν2
ν3
ν4
${\bar{\mu }}_{1}$
${\bar{\mu }}_{2}$
${\bar{\mu }}_{3}$
${\bar{\mu }}_{4}$
E
−0.5786–0.8156i
−0.9863 + 0.1648i
−
−
0.6508i
−
−
−
−4.0666
−0.9020–0.4318i
−
−
−
−
−
−
−
−2.0000
−0.9020–0.4318i
−
−
−
0.8636i
−
−
−
−2.0000
0.2581 + 0.9661i
0.4155-0.9096i
−0.9613–0.2755i
−
0.4379i
−
−
−
−2.0000
0.2581 + 0.9661i
0.4155-0.9096i
−0.9613–0.2755i
−
2.0000i
2.0000i
−
−
−2.0000
0.1126–0.9936i
−0.1126 + 0.9936i
−
−
−
−
−
−
-0.7327
−
−
−
−
−
−
−
−
0.7327
0.9757–0.2190i
−
−
−
−
−
−
−
2.0000
0.9757–0.2190i
−
−
−
0.4379i
−
−
−
2.0000
0.5906–0.8070i
0.2024 + 0.9793i
0.7969–0.6041i
−
0.8636i
−
−
−
2.0000
0.5906–0.8070i
0.7969–0.6041i
0.2024 + 0.9793i
−
2.0000i
−2.0000i
−
−
2.0000
1.7146-0.4953i
0.5383–0.1555i
−
−
0.6508i
−
−
−
4.0666
When θ = 0, our extended Hubbard model degenerates into the conventional one. As a consequence, the corresponding BAEs and the eigenvalue of the Hamiltonian reduce to,
In this paper, we study a 1D extended Hubbard model with a periodic boundary condition. We construct an integrable Hamiltonian (12) within the framework of the QISM. Compared with the conventional Hubbard model, the extended one contains more interaction terms. Using the nested algebraic Bethe ansatz method, the eigenvalue problem of the extended Hubbard model is solved by the homogeneous T − Q relation (36) and the associated BAEs (37) and (38). The numerical simulations imply that the solutions of the BAEs (37) and (38) indeed give the correct spectrum of the Hamiltonian. It should be noted that the T − Q relation (36) and BAEs (37) and (38) are constructed by selecting an all spin-up state as the vacuum state and they may not give the complete solutions. There also exists another T − Q relation with an all spin-down state being the vacuum. These two Bethe ansatz should give the complete set of eigenvalues and eigenstates of the Hamiltonian.
Furthermore, one can study the explicit form of the eigenstate in equation (20). In addition, based on our homogeneous BAEs, the thermodynamic properties of the model can also be studied via the well-known thermodynamic Bethe ansatz method [21].
Another interesting objective is to construct integrable extended Hubbard models with open boundary conditions. These models can be exactly solved via the off-diagonal Bethe ansatz method [22]. For open systems, we can study the thermodynamic limit of the model through the novel t − W scheme [23, 24].
Financial support from the National Natural Science Foundation of China (Grant Nos. 12105221, 12175180, 12074410, 12047502, 11934015, 11975183, 11947301, 11775177, 11775178 and 11774397), the Strategic Priority Research Program of the Chinese Academy of Sciences (Grant No. XDB33000000), the Shaanxi Fundamental Science Research Project for Mathematics and Physics (Grant No. 22JSZ005), the Major Basic Research Program of Natural Science of Shaanxi Province (Grant Nos. 2021JCW-19, 2017KCT-12 and 2017ZDJC-32), the Scientific Research Program Funded by the Shaanxi Provincial Education Department (Grant No. 21JK0946), the Beijing National Laboratory for Condensed Matter Physics (Grant No. 202162100001) and the Double First-Class University Construction Project of Northwest University is gratefully acknowledged.
AlcarazF C, BarievR Z1999 Interpolation between Hubbard and supersymmertric t-J models: two-parameter integrable models of correlated electrons J. Phys. A 32 483