A direct renormalization method without spectrum theory is proposed to compute the perturbation of solitons in nearly integrable systems with multiple small parameters. The evolution equations of these parameters in unperturbed solitons are obtained as the renormalization equations. Compared with routine methods, the advantages of the renormalization method are that the formulation is only based on a clear and simple mathematical theory, namely the Taylor expansion at a general point, the secular terms in perturbation series are eliminated automatically, any priori physical assumption on the form of the solution is avoided, multiple time scales arise naturally from the final naive perturbation expansion, and the Green’s function and corresponding spectrum of linear differential operators are not needed. As applications, the perturbation of solitons for KDV, MKdV and nonlinear Schrodinger equations, are obtained.
Cheng-shi Liu. A renormalization method without spectrum theory for the perturbation of solitons[J]. Communications in Theoretical Physics, 2025, 77(10): 105002. DOI: 10.1088/1572-9494/adc7e7
1. Introduction
The perturbation of integrable systems (or namely nearly integrable system) is an important topic in physics. An interesting survey on the topic is [1] by Kivshar and Malomed, in which a series of important perturbation problems in physics are discussed in detail through an inverse scattering method and other techniques. It is well-known that the task of the perturbation method is to eliminate the secular terms arising from the expansion of perturbation. For perturbation of solitons, there are several main techniques, such as modified conservation law method [2], Hamiltonian and Lagrangian approach [3, 4], perturbed bilinear method [5], multi-scale method [6, 7], Green's function method [8–12], inverse scattering transformation (IST) [13, 14] and the renormalization group (RG for simplicity) method [15, 16], and so forth. Both in theory and in practice, there are advantages and disadvantages for the above mentioned methods. Among those, for example, the IST method depends on complicated mathematical tricks, while the Green's function method depends strongly on the spectrum theory of the linear operator that is difficult in general, and multiple time scale expansions are needed to assume artificially that the physical problem has multiple time scales. In the RG method, Tu et al’s work [15] depends on the unnatural split of variables, and Kai’s work [16] needs the construct of special solutions of inhomogenous equations.
In [17], a renormalization method is proposed to solve the perturbation of solitons. This renormalization method is based on the Taylor expansion of the solution at a general point (namely TR, for simplicity) [18–20], and combines the renormalization method in [21, 22] with the spectrum theory for linear differential operators. The advantage of the renormalization method is that the secular terms are eliminated automatically, and any assumptions depending on physical experiences and intuitions are not needed, in particular, its topological version can be applied to deal with nonperturbation problems [21–27]. However, the disadvantage of this method is that we need to compute the spectrum and eigenfunctions of linear differential operators with variable coefficients. This is rather difficult in general so the method is not convenient in practice. In the present paper, we overcome the difficulties and provide a new TR method which does not depend on spectrum theory, by which we can solve the perturbation of solitons for some nearly integrable systems with multiple small parameters. The proposed method has all the advantages of the TR method and it is simpler in practice and clearer in mathematical foundation than other routine methods.
The paper is outlined as follows. In section 2, we give the main steps of the new TR method of solving perturbation of solitons, and we use the new TR method to solve the perturbations of KdV, MKdV and nonlinear Schrodinger equations. In section 3, we give a short conclusion.
2. The renormalization method for the perturbation of solitons
2.1. The perturbation of a single soliton
We can deal with the following perturbation equation
where ${\epsilon }_{i}^{\prime} s$ are small parameters for i = 1, ⋯ , m.
For simplicity, we only take m = 2 and denote two small parameters as ε1 = ε, ε2 = η to give the formulation. Consider the perturbed equation
is an integrable equation. In general, this is a vector equation. Here we only consider the case of one scale function for simplicity. It is obvious that our method can be applied to the vector case.
Furthermore, we solve the soliton u00 from the first equation (7), and note that u00 includes some parameters vector C. At the same time, u00 and its derivatives all go to zero as x tending to infinity.
where gC means the gradient of g with respect to vector C, and ${g}_{C}{C}_{{t}_{0}}$ is the inner product. Solving it gives C, and hence we get the first order renormalization solution
Remark 1. In fact a key step in the renormalization method is to solve u01 and u10 for the linear non-homogenous equations (8) and (9) with variable coefficients. In the TR method with the spectrum theory [17] and Green's function method [12], since we need to construct the Green's function in terms of eigenfunctions, we need to find the eigenvalues and eigenfunctions of the linear operator L, that is Lφ = λφ. If L is not a self conjugate operator, we also need to solve the dual equation L*φ = μφ. In general, for L and L*, respectively, there are continuous eigenvalues λ, μ and discrete eigenvalues λ0, ⋯ , λm and μ0, ⋯ , μm. When λ = 0, there will exist a secular term which needs to be removed by the renormalization method. The details can be found in [17] (see formulas (28)-(41) in [17]).
2.2. Perturbation of multiple solitons
For simplicity, we assume that each single soliton has two parameters a and θ, and denote them as aj and θj for jth soliton in N − solitons solution, j = 1, ⋯ , N. Due to the separability of multiple solitons as time goes to infinity, we can deal independently with the parameters of each soliton. Therefore, we have the equations system
where Ai is the matrix of replacing the ith column of A by the vector $V={({v}_{1},\cdots \,,{v}_{2N})}^{{\rm{T}}}$ with vj = (εP + ηQ, gj), j = 1, ⋯ , 2N. Then from the Cramer rule, we get
Solving the above equations gives the solution of qi for i = 1, ⋯ , 2N.
Remark 2. Because that the decomposition of multi-solitons is a complicated thing, and hence it is not easy to provide the analytic results in the computation of integrals in determinants D and Di, so it is hoped that these computations can be given in future work. For example, this issue can be seen from a two-soliton solution for the KdV equation
where ${\xi }_{1}={a}_{1}x-{a}_{1}^{3}t+{a}_{1}{\theta }_{1},{\xi }_{2}={a}_{2}x-{a}_{2}^{3}t+{a}_{2}{\theta }_{2}$ and ${A}_{12}\,=\,\frac{{({a}_{1}-{a}_{2})}^{2}}{{({a}_{1}+{a}_{2})}^{2}}$.
where we have used the inner product $(f,g)={\int }_{-\infty }^{+\infty }fg{\rm{d}}x$ and the properties of f, g and their derivatives being zero for x = ∞.
From (29) and (30), we know that if Lf = 0, then we take
where a, θ are two arbitrary parameters, and ξ = ax − 4a3t + aθ. Then take the derivatives of equation (27) with respect to a and θ respectively to give the solutions of Lf = 0,
where we have used the arbitrariness of θ to introduce t0, and hence give the solutions of L*g = 0 by replacing x by ξ in formula (31) and adding a constant factor and using the property of linearity of L*,
where we have used the inner product $(f,g)={\int }_{-\infty }^{+\infty }fg{\rm{d}}x$ and the properties of f, g and their derivatives being zero for x = ∞.
From (63) and (64), we know that if Lf = 0, then we have L*g = 0 for
where a, θ are two parameters, and ξ = ax − 4a3t + aθ. Then take the derivatives of equation (61) with respect to a and θ respectively to give the solutions of Lf = 0,
where we have used the inner product $(f,g)={\int }_{-\infty }^{+\infty }f\bar{g}{\rm{d}}x$ and the properties of f, g and their derivatives being zero for x = ∞. So L = L*.
From (88) and (89), we know that if Lf = 0, then we have L*g = 0 for
where a, k, θ, φ are four parameters, and z = ax − 2akt + aθ, y = kx − (k2 − a2)t + φ. Then take the derivatives of equation (86) with respect to a, k,θ and φ to give the solution of L*g = 0,
In order to avoid getting infinity in the determinants in the numerator and denominator, we take a and k as constants, and only take φ and θ as variables to solve the renormalization equations. Then we have
This new direct approach is rather simple in solving the perturbation of solitons of integrable systems. As the typical application, we compute the perturbation of KdV, MKdV and nonlinear Schrodinger equations, and obtain the first order corrections of the parameters. Because the method does not depend on inverse scattering data and spectrum theory, it is very easy in applications. This method can also be applied to solve other nearly integrable systems such as the Benjamin–Ono equation, and so on. Compared with routine methods, this method also has the following advantages: the first is that the mathematical foundation is just based on a simple mathematical theory namely Taylor expansion at a general point, the second is that the secular terms in perturbation series are eliminated automatically, the third is that multiple time scales arise naturally from the final naive perturbation expansion, while any priori physical assumption on the form of the solution is avoided, the fourth is that the Green's function and corresponding spectrum of linear differential operators are not needed. However, this method can not deal with nonlocal solitons such as kink type solution because the boundary terms in inner products can not be eliminated. In addition, we need more considerations and computations in the perturbation of multi-solitons. These problems need further exploration.
Conflict of interest statement
The author declares that there are no competing financial interests.
This project is supported by the Special Program for Ability Promotion of the Basic and Scientific Research (Grant No. 2023JCYJ-01).
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